Security Industry Authority

Results: 787



#Item
21United States securities law / Fiduciary / U.S. Securities and Exchange Commission / AARP / Securities regulation in the United States / Security / Employee Retirement Income Security Act / Law / Self-regulatory organizations / Financial Industry Regulatory Authority

October 25, 2013 Dear Representative: We understand that H.R. 2374, the misnamed “Retail Investor Protection Act,” may be brought to the floor for a vote next week. H.Rwould impede the ability of federal regul

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Source URL: ourfinancialsecurity.org

Language: English - Date: 2013-10-28 15:52:14
22Financial system / Investment / Securities / Securities Investor Protection Corporation / Financial Industry Regulatory Authority / Security / Depository Trust & Clearing Corporation / Financial economics / Self-regulatory organizations / Finance

4250 Veterans Memorial Hwy

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Source URL: public.americanportfolios.com

Language: English
23Business ethics / Philosophy / Corporate governance / Ethical code / Stakeholder / Security Industry Authority / Applied ethics / Ethics / Codes of conduct

Code of Ethics March 27th 2013 INDEX 1

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Source URL: www.sia.eu

Language: English
24Jackets / Personal flotation device / Safety equipment / Swiftwater rescue / Basic Safety Training / Sea Fish Industry Authority / Passport / Fishing / Safety / Security

DOC Document

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Source URL: www.seafish.org.uk

Language: English - Date: 2014-08-26 12:13:39
25Financial Industry Regulatory Authority / Securities Exchange Act / Registered Investment Advisor / U.S. Securities and Exchange Commission / Security / PINO / Debits and credits / General Securities Representative Exam / Sales / United States securities law / Business / Finance

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. NoMay 7, 2015 Admin. Proc. File NoIn the Matter of the Application of

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-07 15:46:38
26Qualifications / National Vocational Qualification / International General Certificate of Secondary Education / Security Industry Authority / Business and Technology Education Council / CVQO / Education / Edexcel / Pearson PLC

Press Release Ref: Hounslow community team One90 High Holborn London

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Source URL: www.tfsuccess.com

Language: English - Date: 2010-09-03 09:35:35
27Safety Management Systems / American Petroleum Institute / Safety culture / Health and Safety Executive / Australian Petroleum Production and Exploration Association / Petroleum industry / National Offshore Petroleum Safety and Environmental Management Authority / Safety / Prevention / Security

Issue 6 : 2014 From the CEO Contents From the CEO

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Source URL: www.nopsema.gov.au

Language: English - Date: 2015-01-11 22:32:43
28Finance / Securities / United States securities law / United States Securities and Exchange Commission / Private equity / Private investment in public equity / Financial Industry Regulatory Authority / Security / U.S. Securities and Exchange Commission / Financial economics / Investment / Stock market

1345 AVENUE OF THE AMERICAS NEW YORK, NEW YORKTELEPHONE: (FACSIMILE: (www.egsllp.com

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Source URL: www.egsllp.com

Language: English - Date: 2015-05-20 12:00:15
29Financial system / Investment / Securities / Securities Investor Protection Corporation / Financial Industry Regulatory Authority / Security / Depository Trust & Clearing Corporation / Financial economics / Self-regulatory organizations / Finance

4250 Veterans Memorial Hwy

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Source URL: www.americanportfolios.com

Language: English
30Financial markets / Stock market / United States securities law / Self-regulatory organizations / Securities Exchange Act / Securities Investor Protection Corporation / Financial Industry Regulatory Authority / Security / Broker-dealer / Financial economics / Finance / Business

350 N. St. Paul Street Suite 1300 Dallas, Texaswww.apexclearing.com ANNUAL DISCLOSURE STATEMENT

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Source URL: brokerage-static.s3.amazonaws.com

Language: English - Date: 2015-03-12 07:35:01
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